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"Index" [2017] ELECD 1154; in Vasudev, M. P.; Watson, Susan (eds), "Global Capital Markets" (Edward Elgar Publishing, 2017) 221

Book Title: Global Capital Markets

Editor(s): Vasudev, M. P.; Watson, Susan

Publisher: Edward Elgar Publishing

ISBN (hard cover): 9781786432865

Section Title: Index

Number of pages: 24

Extract:

Index
accountability classical theory 52
Canada, shareholder activism in 23 compliance 51­3
China, regulation in 131, 136, 139 conflicts of law 56
accountancy see audits of Chinese cooperation 5, 9, 36, 46, 50­51, 54­7
RMCs by Big Four accountancy corporate governance 55
firms criminal wilfulness 48
Ackman, Bill 25 cross-listing on US stock exchanges
advertising 180­83, 185, 189, 193, 195 8­9, 35, 39
agency costs 19, 23­4, 100, 102­104, cultural barriers 41
106, 112 Deloitte Touche Tohmatsu CPA case
Alibaba 95­6 43, 44­8
Amit, R 108 deterrence 42, 45, 50
angel investors 149­50, 151, 172, 175, development of an effective
189, 196, 217 regulatory framework 5, 51­7
Asian financial crisis 117 disciplinary proceedings 41­2, 46
asset managers 71, 73, 76, 81 disclosures 5, 9, 35­6, 40­57
auditors, liability of 38 documents/audit papers, refusal to
audits see auditors, liability of; audits of provide 5, 9, 35­6, 40­57
Chinese RMCs by Big Four criminal wilfulness 48
accountancy firms Deloitte Touche Tohmatsu CPA
audits of Chinese RMCs by Big Four case 43, 44­8
accountancy firms 7, 35­57 good faith 47, 48
accounting standards 8­9, 35, knowledge 47, 49
37­40, 42, 46, 50­51 recklessness 49
aiding and abetting 49 Secrecy Law 44­6, 49­51
burden of proof 41 wilful refusal 46­9
certification of financial statements Dodd-Frank Act 36, 37, 39, 41, 49
39, 41 due diligence 42
China, ...