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Hanly v SEC   flag  31

415 F2d 589
United States Court of Appeals, Second Circuit
United States
24th July, 1969

Cases Referring to this Case

Case Name Citation(s) Court Jurisdiction Date †  Full Text Citation Index
SEC v Dain Rauscher, Inc 254 F3d 852 United States Court of Appeals, Ninth Circuit United States 26 Jun 2001 WorldLII flag 6
Sharon M Graham and Stephen C Voss, Petitioners v Securities and Exchange Commission, Respondent 222 F3d 994 United States Court of Appeals, District of Columbia Circuit United States 18 Aug 2000 WorldLII flag 7
Everest Securities Inc v Securities and Exchange Commission Kunkel 116 F3d 1235 United States Court of Appeals, Eighth Circuit United States 26 Jun 1997 WorldLII flag 1
SEC v Aaron 605 F2d 612 United States Court of Appeals, Second Circuit United States 15 Oct 1979 WorldLII flag 10
Sartain v SEC 601 F2d 1366 United States Court of Appeals, Ninth Circuit United States 8 May 1979 WorldLII flag 10
Rolf v Blyth, Eastman Dillon & Co 570 F2d 38 United States Court of Appeals, Second Circuit United States 3 Jan 1978 WorldLII flag 70
Feeney v Securities and Exchange Commission 564 F2d 260 United States Court of Appeals, Eighth Circuit United States 3 Nov 1977 WorldLII flag 2
Nassar and Co Inc v Securities and Exchange Commission Nassar and Co Inc M 566 F2d 790; 185 USApp DC 125 United States Court of Appeals, District of Columbia Circuit United States - District of Columbia 3 Oct 1977 WorldLII flag 4
Alton Box Board Co v Goldman, Sachs & Co 560 F2d 916 United States Court of Appeals, Eighth Circuit United States 10 Aug 1977 WorldLII flag 14
Dupuy v Dupuy 551 F2d 1005 United States Court of Appeals, Fifth Circuit United States 9 May 1977 WorldLII flag 60
Arthur Lipper Corporation III v Securities and Exchange Commission 551 F2d 915 United States Court of Appeals, Second Circuit United States 1 Apr 1977 WorldLII flag 1
Arthur Lipper Corporation v SEC 547 F2d 171 United States Court of Appeals, Second Circuit United States 22 Mar 1977 WorldLII flag 25
Franklin Savings Bank of New York v L Levy 551 F2d 521 United States Court of Appeals, Second Circuit United States 9 Mar 1977 WorldLII flag 9
Sanders v John Nuveen & Co Inc 524 F2d 1064 United States Court of Appeals, Seventh Circuit United States 30 Oct 1975 WorldLII flag 11
Carras v Burns 516 F2d 251 United States Court of Appeals, Fourth Circuit United States 6 May 1975 WorldLII flag 27
SEC v Dolnick 501 F2d 1279 United States Court of Appeals, Seventh Circuit United States 16 Aug 1974 WorldLII flag 12
SEC v Manor Nursing Centers, Inc 458 F2d 1082; 28 ALRFed 781 United States Court of Appeals, Second Circuit United States 21 Jan 1972 WorldLII flag 98
Quinn and Co v Securities and Exchange Commission 452 F2d 943 United States Court of Appeals, Tenth Circuit United States 17 Dec 1971 WorldLII flag 11
Stead v Securities and Exchange Commission 444 F2d 713 United States Court of Appeals, Tenth Circuit United States 2 Jul 1971 WorldLII flag 8
Sinclair v Securities and Exchange Commission [1971] USCA2 494 United States Court of Appeals, Second Circuit United States 21 Jun 1971 WorldLII flag
Sinclair v Securities and Exchange Commission 444 F2d 399 United States Court of Appeals, Second Circuit United States 28 May 1971 WorldLII flag 5
Hiller v Securities and Exchange Commission [1970] USCA2 497 United States Court of Appeals, Second Circuit United States 4 Jun 1970 WorldLII flag
Securities and Exchange Commission v North American Research and Development Corporation K Securities and Exchange Commission [1970] USCA2 245 United States Court of Appeals, Second Circuit United States 25 Mar 1970 WorldLII flag
Hiller v Securities and Exchange Commission 429 F2d 856 United States Court of Appeals, Second Circuit United States 17 Mar 1970 WorldLII flag 4
Globus v Law Research Service Inc C Blair & Co Granbery Marache [1970] USCA2 150 United States Court of Appeals, Second Circuit United States 24 Feb 1970 WorldLII flag
O'Leary v Sec 424 F2d 908; 137 USApp DC 420 United States Court of Appeals, District of Columbia Circuit United States - District of Columbia 25 Nov 1969 WorldLII flag 6
Gross v Securities and Exchange Commission [1969] USCA2 724 United States Court of Appeals, Second Circuit United States 10 Nov 1969 WorldLII flag 2
SEC v North American Research & Development Corporation 424 F2d 63 United States Court of Appeals, Second Circuit United States 30 Oct 1969 WorldLII flag 24
Fink v Securities and Exchange Commission [1969] USCA2 668 United States Court of Appeals, Second Circuit United States 27 Oct 1969 WorldLII flag 3
Gross v Securities and Exchange Commission 418 F2d 103 United States Court of Appeals, Second Circuit United States 18 Sep 1969 WorldLII flag 7

Law Journal Articles Referring to this Case

Journal Article Title Citation(s) Author Jurisdiction Date †  Full Text Citation Index
"Professional Responsibilities and Fiduciary Obligations of Securities Brokers" (1991) 14 University of New South Wales Law Journal 98 Black, Ashley Australia circa 1991 AustLII flag

Cases and Articles Cited

Case Name Citation(s) Court Jurisdiction Date †  Full Text Citation Index
Nees v Sec 414 F2d 211 United States Court of Appeals, Ninth Circuit United States 9 Jul 1969 WorldLII flag 16
SEC v Great American Industries, Inc 407 F2d 453 United States Court of Appeals, Second Circuit United States 26 May 1969 WorldLII flag 20
Lehigh Valley Trust Co v Central National Bank of Jacksonville 409 F2d 989 United States Court of Appeals, Fifth Circuit United States 3 Apr 1969 WorldLII flag 26
SEC v Texas Gulf Sulphur Co 401 F2d 833; 2 ALRFed 190 United States Court of Appeals, Second Circuit United States 13 Aug 1968 WorldLII flag 296
Lawrence v SEC 398 F2d 276 United States Court of Appeals, First Circuit United States 11 Jul 1968 WorldLII flag 19
Walker v Securities and Exchange Commission 383 F2d 344 United States Court of Appeals, Second Circuit United States 26 Sep 1967 WorldLII flag 7
Winkler v Securities and Exchange Commission 377 F2d 517 United States Court of Appeals, Second Circuit United States 23 May 1967 WorldLII flag 3
Mutual Shares Corporation v Genesco, Inc 384 F2d 540 United States Court of Appeals, Second Circuit United States 13 Apr 1967 WorldLII flag 51
Dlugash v SEC 373 F2d 107 United States Court of Appeals, Second Circuit United States 10 Feb 1967 WorldLII flag 15
SEC v Van Horn 371 F2d 181 United States Court of Appeals, Seventh Circuit United States 14 Dec 1966 WorldLII flag 16
Securities and Exchange Commission v R a Holman & Co 377 F2d 665 United States Court of Appeals, Second Circuit United States 20 Oct 1966 WorldLII flag 9
Vine v Beneficial Finance Co 374 F2d 627 United States Court of Appeals, Second Circuit United States 6 Oct 1966 WorldLII flag 94
Holman Co v Securities and Exchange Commission 366 F2d 446 United States Court of Appeals, Second Circuit United States 21 Sep 1966 WorldLII flag 18
Tager v SEC 344 F2d 5 United States Court of Appeals, Second Circuit United States 12 Apr 1965 WorldLII flag 35
Berko v SEC 316 F2d 137 United States Court of Appeals, Second Circuit United States 8 Jan 1963 WorldLII flag 34
Kahn v Securities and Exchange Commission 297 F2d 112 United States Court of Appeals, Second Circuit United States 30 Oct 1961 WorldLII flag 10
Associated Securities Corporation v Securities and Exchange Commission 293 F2d 738 United States Court of Appeals, Tenth Circuit United States 21 Jul 1961 WorldLII flag 13
Sims Organ Co v Securities and Exchange Commission 293 F2d 78 United States Court of Appeals, Second Circuit United States 7 Jun 1961 WorldLII flag 18
Pierce v SEC 239 F2d 160 United States Court of Appeals, Ninth Circuit United States 12 Dec 1956 WorldLII flag 26
American Power & Light Co v SEC 329 US 90; 91 L Ed 103; 67 SCt 133 United States Supreme Court United States 25 Nov 1946 WorldLII flag 187
Securities and Exchange Act of [1934] SEC 10; 26 Idaho 21; 15 USC 78 United States circa 1934 flag 1282
398 f2d 176 398 F2d 176 United States circa 1961 Westlaw flag 2
Vanasco v SEC 395 F2d 350 United States circa 1961 Westlaw flag 2
Coates v SEC 394 US 967; 394 US 976; 89 SCt 1454; 22 L Ed 2d 756; 22 L Ed 756 United States Supreme Court United States circa 1961 Westlaw flag 231
Skaggs v United States 390 US 947; 19 L Ed 2d 1137; 88 SCt 1035 United States Supreme Court United States circa 1961 Westlaw flag 36
389 US 991 389 US 991 United States Supreme Court United States circa 1961 Westlaw flag 22
389 US 970 389 US 970; 88 SCt 463; 19 L Ed 2d 460 United States Supreme Court United States circa 1961 Westlaw flag 92
Marketlines, Inc v SEC 384 F2d 264 United States circa 1961 Westlaw flag 12
Haith v United States 368 US 968; 7 L Ed 2d 396; 82 SCt 440 United States Supreme Court United States circa 1961 Westlaw flag 16
321 US 786 321 US 786; 64 SCt 781; 88 L Ed 1077 United States Supreme Court United States circa 1961 Westlaw flag 32
Phillips v Reynolds & Co 294 FSupp 1249 United States Westlaw flag 3
Weber v CMP Corporation 242 FSupp 321 United States Westlaw flag 13
Charles Hughes & Co , Inc v SEC 139 F2d 434 United States circa 1961 Westlaw flag 44
41 Sec 566 41 SEC 566 United States circa 1961 flag 2
41 Sec 509 41 SEC 509 United States circa 1961 flag 6
41 Sec 321 41 SEC 321 United States circa 1961 flag 2
40 Sec 986 40 SEC 986 United States circa 1961 flag 3
Trust Indenture Act of 15 USC 77; [1933] SEC 22; 828 FSupp 623 United States Code United States circa 1961 LII (Cornell) flag 650
Administrative Procedure Act 5 USC 557 United States Code United States circa 1961 LII (Cornell) flag 127

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