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"Effective Regulation by the Australian Securities and Investments Commission: The Civil Penalty Problem"     8

Cases Referring to this Journal Article

Case Name	Citation(s)	Court	Jurisdiction	Date †	Full Text		Citation Index
Pecuniary penalties Guidance for legislative design	[2014] NZLCR 133		New Zealand	circa 2014	NZLII

Law Reform Reports Referring to this Journal Article

Journal Article Title	Citation(s)	Author	Jurisdiction	Date †	Full Text		Citation Index
Pecuniary penalties Guidance for legislative design	[2014] NZLCR 133		New Zealand	circa 2014	NZLII
Civil Pecuniary Penalties	[2012] NZLCIP 33	New Zealand Law Commission - Issues Papers	New Zealand	circa 2012	NZLII

Law Journal Articles Referring to this Journal Article

Journal Article Title	Citation(s)	Author	Jurisdiction	Date †	Full Text		Citation Index
"Regulating Volunteer Directors' Duties in Companies Registered with the Australian Charities and Not-for-profits Commission"	(2022) 45 University of New South Wales Law Journal 764	Nel de Koker, Jeanne	Australia	circa 2022	AustLII
"Making the penalty fit the crime: the pros and cons of civil penalties as a means of enforcing commercial law"	(2016) 14 Otago Law Review 213	Cooper, Jenny	New Zealand	circa 2016	NZLII		1
"A Nail-Biting Finish to a (Civil) Penalty Shootout: Commonwealth v Director, Fair Work Building Industry Inspectorate; CFMEU v Director, Fair Work Building Industry Inspectorate"	(2016) 42 Monash University Law Review 497	Gorton, Timothy	Australia	circa 2016	AustLII
"Commonwealth v Director, Fair Work Building Industry Inspectorate: The End of Penalty Agreements in Civil Pecuniary Penalty Schemes?"	(2015) 37 Sydney Law Review 417	Ananian-Welsh, Rebecca; Gover, Kate	Australia	circa 2015	AustLII		2
"It's not Fair!': The Duty of Fairness and the Corporate Regulator"	(2014) 36 Sydney Law Review 445	Le Mire, Suzanne	Australia	circa 2014	AustLII
"James Hardie and the Problems of the Australian Civil Penalties Regime"	(2014) 37 University of New South Wales Law Journal 195	Comino, Vicky	Australia	circa 2014	AustLII		5

Legislation Cited

Cases and Articles Cited

Case Name	Citation(s)	Court	Jurisdiction	Date †	Full Text		Citation Index
Re Awb Ltd (No 10)	[2009] VSC 566; (2009) 76 ACSR 181	Supreme Court of Victoria	Australia - Victoria	9 Dec 2009	AustLII		37
Australian Securities and Investments Commission v Rich	[2009] NSWSC 1229; (2009) 236 FLR 1; (2009) 75 ACSR 1	Supreme Court of New South Wales	Australia - New South Wales	18 Nov 2009	AustLII		254
Australian Securities and Investments Commission v Lindberg	[2009] VSCA 235	Supreme Court of Victoria - Court of Appeal	Australia - Victoria	9 Oct 2009	AustLII		5
Re Awb Ltd (No 3)	[2009] VSC 209	Supreme Court of Victoria	Australia - Victoria	28 May 2009	AustLII		7
Australian Securities and Investments Commission v Macdonald (No 11)	[2009] NSWSC 287; (2009) 256 ALR 199; (2009) 230 FLR 1; (2009) 71 ACSR 368; 27 ACLC 522	Supreme Court of New South Wales	Australia - New South Wales	23 Apr 2009	AustLII		86
"The Challenge of Corporate Law Enforcement in Australia"	(2009) 23 Australian Journal of Corporate Law 233	Australian Journal of Corporate Law	Australia	circa 2009	LexisNexis AU		4
12]	(2009) 259 ALR 116		Australia	circa 2009	LexisNexis AU		27
Australian Securities and Investments Commission (ASIC) v Flugge	[2008] VSC 473; (2008) 21 VR 252; (2008) 252 ALR 566; (2008) 68 ACSR 374; (2008) 222 FLR 240	Supreme Court of Victoria	Australia - Victoria	12 Nov 2008	AustLII		46
"Privilege Against Self-incrimination, Penalty Privilege & Legal Professional Privilege under Laws Governing ASIC, APRA, ACCC, ATO - Suggested Reforms"	(2008) 30 Australian Bar Review 282	Australian Bar Review	Australia	circa 2008	LexisNexis AU		6
"Overcoming Procedural Boundaries"	(2008) 94 Virginia Law Review 79	Virginia Law Review	United States	circa 2008	LexisNexis		5
"Negotiating the third way: Developing effective process in civil penalty litigation"	(2008) 26 Company and Securities Law Journal 249	Company and Securities Law Journal	Australia	circa 2008	Legal Online		8
Standen v Feehan	[2007] FCA 1761	Federal Court of Australia	Australia - Commonwealth	14 Nov 2007	AustLII		2
MacDonald v Australian Securities and Investments Commission	[2007] NSWCA 304; (2007) 73 NSWLR 612; (2007) 65 ACSR 299	Supreme Court of New South Wales - Court of Appeal	Australia - New South Wales	26 Oct 2007	AustLII		50
Australian Securities and Investments Commission v Mining Projects Group Ltd	[2007] FCA 1620; (2007) 164 FCR 32; (2007) 65 ACSR 264	Federal Court of Australia	Australia - Commonwealth	25 Oct 2007	AustLII		87
Australian Securities and Investments Commission v Citigroup Global Markets Australia Pty Ltd (No 4)	[2007] FCA 963; (2007) 160 FCR 35; (2007) 241 ALR 705; 62 ACSR 427; (2007) 25 ACLC 940	Federal Court of Australia	Australia - Commonwealth	28 Jun 2007	AustLII		100
Vines v Australian Securities and Investments Commission	[2007] NSWCA 75; (2007) 233 FLR 1; (2007) 73 NSWLR 451; 25 ACLC 448; (2007) 62 ACSR 1	Supreme Court of New South Wales - Court of Appeal	Australia - New South Wales	4 Apr 2007	AustLII		87
Australian Competition and Consumer Commission v Visy Industries Holdings Pty Ltd (No 2)	[2007] FCA 444; (2007) 239 ALR 762; [2007] ATPR 42-157	Federal Court of Australia	Australia - Commonwealth	29 Mar 2007	AustLII		12
"The Enforcement Record of ASIC Since the Introduction of the Civil Penalty Regime"	(2007) 20 Australian Journal of Corporate Law 183	Australian Journal of Corporate Law	Australia	circa 2007	LexisNexis AU		6
(2007) 161 FCR 122	(2007) 161 FCR 122	Federal Court of Australia	Australia	circa 2007	Legal Online / Westlaw		19
Australian Securities and Investments Commission v Rich	[2006] NSWSC 826; (2006) 235 ALR 587; (2006) 58 ACSR 414	Supreme Court of New South Wales	Australia - New South Wales	21 Aug 2006	AustLII		118
Australian Securities and Investments Commission v Vines	[2006] NSWSC 760; (2006) 58 ACSR 298	Supreme Court of New South Wales	Australia - New South Wales	2 Aug 2006	AustLII		20
Australian Securities and Investments Commission v PFS Business Development Group Pty Ltd	[2006] VSC 192; (2006) 57 ACSR 553	Supreme Court of Victoria	Australia - Victoria	29 May 2006	AustLII		44
"Statutory Remedies and Equitable Remedies"	(2006) 28 Australian Bar Review 136	Australian Bar Review	Australia	circa 2006	LexisNexis AU		3
"The Evolution in Civil Penalty Proceedings"	(2006) 24 Company and Securities Law Journal 56	Company and Securities Law Journal	Australia	circa 2006	Legal Online		4
"Civil penalties: Emphasising the adjective or the noun"	(2006) 34 Australian Business Law Review 139	Australian Business Law Review	Australia	circa 2006	Legal Online		5
"The Challenge of Corporate Law Enforcement: Future Directions for Corporations Law in Australia"	(2006) 10 University of Western Sydney Law Review 1	University of Western Sydney Law Review	Australia	circa 2006	AustLII		3
A & L Silvestri Pty Ltd v Construction, Forestry, Mining and Energy Union	[2005] FCA 1658; (2005) 226 ALR 247	Federal Court of Australia	Australia - Commonwealth	18 Nov 2005	AustLII		22
Hadgkiss v Construction, Forestry, Mining and Energy Union	[2005] FCA 1453; (2005) 146 IR 106	Federal Court of Australia	Australia - Commonwealth	14 Oct 2005	AustLII		21
Australian Securities and Investments Commission v Vizard	[2005] FCA 1037; (2005) 145 FCR 57; 219 ALR 714; 54 ACSR 394; 23 ACLC 1309	Federal Court of Australia	Australia - Commonwealth	28 Jul 2005	AustLII		79
Australian Securities and Investments Commission v Rich	[2005] NSWSC 417; (2005) 216 ALR 320; (2005) 191 FLR 385; (2005) 53 ACSR 752; 23 ACLC 838	Supreme Court of New South Wales	Australia - New South Wales	5 May 2005	AustLII		151
R v Williams	[2005] NSWSC 315; (2005) 216 ALR 113; (2005) 152 A Crim R 548; 53 ACSR 534; 23 ACLC 601	Supreme Court of New South Wales	Australia - New South Wales	15 Apr 2005	AustLII		48
R v Adler	[2005] NSWSC 274; (2005) 53 ACSR 471	Supreme Court of New South Wales	Australia - New South Wales	14 Apr 2005	AustLII		35
"High Court Relegates Strategic Regulation and Pyramidal Enforcement to Insignificance"	(2005) 18 Australian Journal of Corporate Law 48	Australian Journal of Corporate Law	Australia	circa 2005	LexisNexis AU		5
Rich v Australian Securities and Investments Commission	[2004] HCA 42; (2004) 220 CLR 129; (2004) 209 ALR 271; (2004) 78 ALJR 1354; 50 ACSR 242; 22 ACLC 1198	High Court of Australia	Australia - Commonwealth	9 Sep 2004	AustLII		501
Australian Securities and Investments Commission v Rich	[2004] NSWSC 836; (2004) 50 ACSR 500; 22 ACLC 1232	Supreme Court of New South Wales	Australia - New South Wales	9 Sep 2004	AustLII		48
ASIC v Loiterton	[2004] NSWSC 172	Supreme Court of New South Wales	Australia - New South Wales	1 Apr 2004	AustLII		11
Adler v Australian Securities and Investments Commission	[2003] NSWCA 131; (2003) 179 FLR 1; (2003) 46 ACSR 504; 21 ACLC 1810; (2003) 46 ASCR 504	Supreme Court of New South Wales - Court of Appeal	Australia - New South Wales	8 Jul 2003	AustLII		283
Australian Competition and Consumer Commission v FFE Building Services Ltd	[2003] FCAFC 132; (2003) 130 FCR 37; [2003] ATPR 41-938	Federal Court of Australia	Australia - Commonwealth	16 Jun 2003	AustLII		57
Re Saxby Bridge Financial Planning Pty Ltd and Australian Securities & Investments Commission	[2003] AATA 480; 46 ACSR 286	Administrative Appeals Tribunal	Australia	28 May 2003	AustLII		1
Australian Securities and Investments Commission v Plymin (No 1)	[2003] VSC 123; (2003) 175 FLR 124; (2003) 46 ACSR 126; 21 ACLC 700; (2003) 46 ASCR 126; 21 ACL 700	Supreme Court of Victoria	Australia - Victoria	5 May 2003	AustLII		165
Re Felden and Australian Securities & Investments Commission	[2003] AATA 301; 45 ACSR 111; 73 ALD 149	Administrative Appeals Tribunal	Australia	1 Apr 2003	AustLII		13
Australian Securities and Investments Commission v Parker	[2003] FCA 262; (2003) 21 ACLC 888	Federal Court of Australia	Australia - Commonwealth	27 Mar 2003	AustLII		7
Australian Securities and Investments Commission v Rich	[2003] NSWSC 186; (2003) 44 ACSR 682; (2003) 21 ACLC 672	Supreme Court of New South Wales	Australia - New South Wales	21 Mar 2003	AustLII		46
Sidebottom v Commissioner of Taxation of the Commonwealth of Australia	[2003] VSCA 2; (2003) 6 VR 302; (2003) 173 FLR 335; (2003) 52 ATR 184	Supreme Court of Victoria - Court of Appeal	Australia - Victoria	19 Feb 2003	AustLII		14
Australian Securities and Investments Commission v Plymin (No 2)	[2003] VSC 230; (2003) 21 ACLC 1237	Supreme Court of Victoria	Australia - Victoria	circa 2003	AustLII		22
"It the Dog Catches the Mice: The Civil Settlement of Criminal Conduct under the Corporations Act and the Australian Securities and Investments Act"	(2003) 15 Australian Journal of Corporate Law 137	Australian Journal of Corporate Law	Australia	circa 2003	LexisNexis AU		6
"The difficulties of applying civil evidence and procedure rules in ASIC's civil penalty proceedings under the Corporations Act 2001Cth"	(2003) 21 Company and Securities Law Journal 507	Company and Securities Law Journal	Australia	circa 2003	Legal Online		4
Australian Securities and Investments Commission v Vines	[2002] NSWSC 1223; (2003) 21 ACLC 159	Supreme Court of New South Wales	Australia - New South Wales	18 Dec 2002	AustLII		6
Daniels Corporation International Pty Ltd v Australian Competition and Consumer Commission	[2002] HCA 49; (2002) 213 CLR 543; 192 ALR 561; 77 ALJR 40; 43 ACSR 189; [2002] ATPR 41-896; (2002) 23 Leg Rep 2	High Court of Australia	Australia - Commonwealth	7 Nov 2002	AustLII		832
Australian Securities and Investments Commission v Forge	[2002] NSWSC 760	Supreme Court of New South Wales	Australia - New South Wales	28 Aug 2002	AustLII		17
Australian Securities and Investments Commission v Whitlam (No 2)	[2002] NSWSC 718; (2002) 42 ACSR 515; 20 ACLC 1; 42 ASCR 515	Supreme Court of New South Wales	Australia - New South Wales	15 Aug 2002	AustLII		16
Australian Securities and Investments Commission v Adler	[2002] NSWSC 483; (2002) 42 ACSR 80; 20 ACLC 1	Supreme Court of New South Wales	Australia - New South Wales	30 May 2002	AustLII		291
Australian Securities and Investments Commission v Adler	[2002] NSWSC 171; (2002) 168 FLR 253; (2002) 41 ACSR 72; 20 ACLC 576; (2002) 41 ASCR 72	Supreme Court of New South Wales	Australia - New South Wales	14 Mar 2002	AustLII		246
Australian Securities and Investments Commission v Plymin	[2002] VSC 56; (2002) 4 VR 168	Supreme Court of Victoria	Australia - Victoria	22 Feb 2002	AustLII		18
Re HIH Insurance Ltd	[2001] NSWSC 1168; (2001) 40 ACSR 214; 20 ACLC 227	Supreme Court of New South Wales	Australia - New South Wales	14 Dec 2001	AustLII		11
Asic v Doyle	[2001] WASC 187; (2001) 38 ACSR 606	Supreme Court of Western Australia	Australia - Western Australia	20 Jul 2001	AustLII		26
"The New Regulatory State and the Transformation of Criminology"	(2000) 40 British Journal of Criminology 222	British Journal of Criminology	United Kingdom	circa 2000	HeinOnline / Westlaw		7
Australian Competition and Consumer Commission v Amcor Printing Papers Group Ltd	[1999] FCA 672; (1999) 163 ALR 465; [1999] ATPR 41-692	Federal Court of Australia	Australia - Commonwealth	19 May 1999	AustLII		19
Australian Securities Commission v Donovan	[1998] FCA 986; (1998) 28 ACSR 583	Federal Court of Australia	Australia - Commonwealth	20 Aug 1998	AustLII		69
Australian Competition and Consumer Commission v J McPhee & Son (Australia) Pty Ltd	[1997] FCA 1013; (1997) 77 FCR 217; (1997) 148 ALR 601; [1997] ATPR 41-592	Federal Court of Australia	Australia - Commonwealth	8 Aug 1997	AustLII		26
Australian Securities Commission v Kippe	[1996] FCA 517; (1996) 67 FCR 499; 137 ALR 423; (1996) 20 ACSR 679; (1996) 14 ACLC 1226	Federal Court of Australia	Australia - Commonwealth	28 Jun 1996	AustLII		64
Reid v Howard	[1995] HCA 40; (1995) 184 CLR 1; 131 ALR 609; 69 ALJR 863; 83 A Crim R 288	High Court of Australia	Australia - Commonwealth	circa 1995	AustLII		300
Trade Practices Commission v Abbco Iceworks Pty Ltd	[1994] FCA 1279; (1994) 52 FCR 96; (1994) 123 ALR 503; [1994] ATPR 41-342; (1994) 14 ACSR 359	Federal Court of Australia	Australia - Commonwealth	19 Aug 1994	AustLII		138
"Beyond the Regulatory State"	(1994) 27 Australian and New Zealand Journal of Criminology 192	Australian and New Zealand Journal of Criminology	Australia	circa 1994			2
Environment Protection Authority v Caltex Refining Co Pty Ltd	[1993] HCA 74; (1993) 178 CLR 477; (1993) 118 ALR 392; 82 LGERA 51; 68 ALJR 127; 12 ACSR 452	High Court of Australia	Australia - Commonwealth	24 Dec 1993	AustLII		354
"What Constitutes a Successful Securities Regulatory Regime?"	(1993) 3 Australian Journal of Corporate Law 178	Australian Journal of Corporate Law	Australia	circa 1993	LexisNexis AU		1
Neat Holdings Pty Ltd v Karajan Holdings Pty Ltd	[1992] HCA 66; (1992) 110 CLR 445; (1992) 110 ALR 449; (1992) 67 ALJR 170	High Court of Australia	Australia - Commonwealth	16 Dec 1992	AustLII		1807
"Punitive Civil Sanctions: The Middleground between Criminal and Civil Law"	(1992) 101 Yale Law Journal 1795	Yale Law Journal	United States	circa 1992	HeinOnline / Westlaw		25
"Paradigms lost: the blurring of the criminal and civil law models – and what can be done about it"	(1992) 101 Yale Law Journal 1875	Yale Law Journal	United States	circa 1992	HeinOnline / Westlaw		17
"The Domain of Courts"	(1989) 137 University of Pennsylvania Law Review 2219	University of Pennsylvania Law Review	United States	circa 1989	HeinOnline / LexisNexis		2
Pyneboard Pty Ltd v Trade Practices Commission	[1983] HCA 9; (1983) 152 CLR 328; 45 ALR 609; (1983) 57 ALJR 236; 5 TPR 75; [1983] ATPR 40-341	High Court of Australia	Australia - Commonwealth	circa 1983	AustLII		339
Briginshaw v Briginshaw	[1938] HCA 34; (1938) 60 CLR 336; [1938] ALR 334; 12 ALJR 100	High Court of Australia	Australia - Commonwealth	14 Oct 1982	AustLII		10593
R v Jaasma	(1976) 1 AR 553			circa 1976			3
Redfern v Redfern	[1890] UKLawRpPro 60; [1891] P 139		United Kingdom	16 Dec 1890	CommonLII		44
Martin v Treacher	(1886) 16 QBD 507	Queen's Bench	United Kingdom	circa 1886	LexisNexis / Westlaw		44
Willcox	(1850) 9 CB 650			circa 1850			7
Orme v Crockford	147 ER 1022		United Kingdom	circa 2002	CommonLII		13
137 Er 1047	137 ER 1047		United Kingdom	circa 2002	CommonLII		3